NISM/NCFM Certification

NISM CERTIFICATIONS OVERVIEW
NISM is the industry required certifications for candidates willing to work in specific job profiles with Mutual Funds, Banks, Financial Brokers, Advisory Firms, and Research Firms, etc. These certifications are also required by regulatory bodies to start Investment Advisory, Financial Broking, etc
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We provide exam oriented training to our candidates with an objective of clearing exam in 1st attempt
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TOP EMPLOYERS
Investment Advisory, Financial Brokers, Mutual Fund Companies and Banks
NISM Series V - A: Mutual Fund Distributors (MFD) Certification Examination
INTRODUCTION
The examination seeks to create a common minimum knowledge benchmark for all persons involved in selling and distributing mutual funds including Individual Mutual Fund DistributorsEmployees of organizations engaged in sales and distribution of Mutual FundsEmployees of Asset Management Companies specially persons engaged in sales and distribution of Mutual FundsThe certification aims to enhance the quality of sales, distribution and related support services in the mutual fund industry
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CURRICULUM
Chapter 1. Concepts and Role Of Mutual Funds
Chapter 2. Fund Structure and Constituents
Chapter 3. Legal and Regulatory Enviroment
Chapter 4. Offer Document
Chapter 5. Fund Distribution and Sales Practises
Chapter 6. Accounting, Taxation and Valuation
Chapter 7. Investor Services
Chapter 8. Risk, Return and Performance of Funds
Chapter 9. Scheme Selection
Chapter 10. Selecting the Right Investment Products for Investors
Chapter 11. Helping Investor with Financial Planning
Chapter 12. Recommending Model Portfolios anf Financial Plans
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ASSESMENT STRUCTURE & CERTIFICATE VALIDITY
The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 50. There shall be no negative marking and the certificate is valid for 3 Years.
NISM Series X - A: Investment Adviser (Level I) Certification Examination
- The examination seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.
- NISM-Series-X-A Investment Adviser (Level 1) Certification Examination is the level 1 examination. An associated person shall be required to pass both the levels (i.e. NISM-Series-X-A Investment Adviser (Level 1) Certification Examination and NISM-Series-X-B Investment Adviser (Level 2) Certification Examination) tofulfill the requirements under Regulation 7(2) of the SEBI (Investment Advisers) Regulations, 2013.
- The certification aims to enhance the quality of investment advisory and related services in the financial services industry.
INTRODUCTION
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CURRICULUM
Chapter 1: Introduction to Indian Financial Market
Chapter 2: Securities Market and Segment
Chapter 3: Mutual Funds
Chapter 4: Investment Products
Chapter 5. Managing Investment Risk
Chapter 6. Measuring Investment Returns
Chapter 7. Concept of Financial Planning
Chapter 8. Asset Allocation and Investment Strategies
Chapter 9. Insurance Planning
Chapter 10. Retirement Planning
Chapter 11. Tax and Estate Planning
Chapter 12. Regulatory Environment and Ethical Issues
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ASSESMENT STRUCTURE & CERTIFICATE VALIDITY
The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 60%. There shall be negative marking of 25% of the marks assigned to a question for each wrong answer and the certicate is valid for 3 Years
NISM Series X - B: Investment Adviser (Level II) Certification Examination
- NISM-Series-X-B Investment Adviser (Level 2) Certification Examination along with the NISM-Series-X-A Investment Adviser (Level 1) Certification Examination seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.
- An associated person shall be required to pass both the levels (i.e. NISM-Series-X-A Investment Adviser (Level 1) Certification Examination and NISM-Series-X-B Investment Adviser (Level 2) Certification Examination) tofulfill the requirements under Regulation 7(2) of the SEBI (Investment Advisers) Regulations, 2013.
- The certification aims to enhance the quality of investment advisory and related services in the financial services industry
INTRODUCTION
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CURRICULUM
Chapter 1: Understanding Securities Markets and Performance
Chapter 2: Knowing Operational Aspects of Fianncial Transactions
Chapter 3: Personal Financial Planning
Chapter 4: Comprehensive Financial Planning
Chapter 5: Product Analysis and Selection
Chapter 6: Regulatory and Compliance Aspects
Chapter 7: Case Studies in Comprehensive Financial Advice
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ASSESMENT STRUCTURE & CERTIFICATE VALIDITY
The examination consists of 8 caselets with 4 multiple choice questions of 2 marks each per caselet and 36 multiple choice questions of 1 mark each adding up to 100 marks. The examination should be completed in 2 hours. There is negative marking of 25% of the marks assigned to a question. The passing score for the examination is 60 marks and the certicate is valid for 3 years
NISM Series XV: Research Analyst Certification Examination
- The examination seeks to create a common minimum knowledge benchmark for all associated persons registered as research analyst under SEBI (Research Analyst) Regulations, 2014, individuals employed as research analyst and partners of a research analyst, engaged in preparation and or publication of research report or research analysis.
- An associated person shall be required to pass the NISM-Series-XV Research Analyst Certification Examination to fulfill the requirements specified under Regulation 7(2) of the SEBI (Research Analysts) Regulations, 2014.
- The certification aims to enhance the quality of services provided by research analyst in the financial services industry.
INTRODUCTION
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CURRICULUM
Chapter 1: Introduction to Research Analyst Certification
Chapter 2: Introduction to Securities Market
Chapter 3: Terminology in Equity and Debt Markets
Chapter 4: Fundamentals of Research
Chapter 5: Economic Analysis
Chapter 6: Industry Analysis
Chapter 7: Company Analysis - Qualititaive Dimensions
Chapter 8: Company Analysis - Quantitative Dimensions
Chapter 9: Corporate Actions
Chapter 10: Valuation Principles
Chapter 11: Fundamentals of Risk and Return
Chapter 12: Qualitites of Good Research Report
Chapter 13: Legal and Regulatory Environment
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ASSESMENT STRUCTURE & CERTIFICATE VALIDITY
The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 60%. There shall be negative marking of 25% of the marks assigned to a question for each wrong answer and the certificate is valid for 3 years